Hadrius

Hadrius is a comprehensive, AI-powered compliance platform specifically built for the modern financial industry, catering to SEC and FINRA regulated Registered Investment Advisers (RIAs) and broker-dealers. Born from the experience of software engineers and compliance professionals who found legacy systems inefficient, Hadrius aims to automate and streamline the entire compliance lifecycle. It consolidates disparate compliance tasks into a single, intuitive platform, putting critical functions on autopilot while ensuring firms remain in full control. The platform is trusted by firms managing over $2 trillion in AUM, demonstrating its capability to handle complex compliance needs at scale.

How to use Hadrius

Getting started with Hadrius is a straightforward process designed to be personalized to each firm's unique requirements.
1. Book a Demo: The initial step is to schedule a personalized demo. In this session, the Hadrius team provides a walkthrough of the platform, tailored to address the specific compliance challenges and workflows of your firm.
2. Onboarding and Consolidation: Once you decide to proceed, Hadrius helps consolidate all your existing compliance vendors. This involves migrating data and processes for tasks like communications archiving, trade monitoring, and attestations onto the single Hadrius platform.
3. Automate Compliance Tasks: With the system set up, you can begin automating key functions. Upload marketing materials for instant AI-powered review, connect email, social media, and IM for continuous monitoring, and manage all employee-related compliance activities through the dashboard.
4. Ongoing Management and Support: Utilize the centralized dashboard for a complete overview of your firm's compliance status. The platform is backed by 24/7 access to compliance and engineering experts to assist with any queries or needs.

Core Features of Hadrius

• AI-Powered Marketing Compliance: Reviews marketing materials for compliance with SEC and FINRA rules in seconds, drastically reducing the turnaround time from days or weeks to under an hour. All documents are archived and searchable.
• Electronic Communications Compliance: Leverages AI to monitor emails, instant messages, and social media. The system intelligently filters noise and reduces false positives by over 90%, saving hundreds of hours in manual review.
• Comprehensive Employee Compliance: Modernizes and automates employee compliance management, including personal trade monitoring, attestations, certifications, political contribution tracking, outside business activity (OBA) requests, and disclosures.
• Centralized Firm Oversight: Provides a single platform to manage the entire compliance program, offering a holistic view and simplifying workflows.
• SOC 2 Compliant Security: Built with security and privacy as a priority, Hadrius is SOC 2 compliant and undergoes regular third-party security audits to ensure data protection.

Use Cases for Hadrius

For Chief Compliance Officers (CCOs): CCOs can use Hadrius to automate routine, time-consuming tasks, allowing them to focus on strategic compliance initiatives. The platform provides a reliable, auditable trail for all compliance activities, from marketing reviews to employee trade monitoring.
For Marketing Teams in Financial Firms: Marketing teams can accelerate their campaign launches by getting near-instantaneous feedback on advertising copy, social media posts, and other materials, ensuring they are compliant without long delays.
For Broker-Dealers and RIAs: Firms of all sizes can leverage Hadrius to build a scalable compliance program that grows with their business. It allows them to manage increasing regulatory complexity without a proportional increase in headcount or compliance costs.
For HR and Operations Managers: Streamline the management of employee disclosures, annual attestations, and certifications, ensuring all records are up-to-date and easily accessible in a centralized system.

Advantages of Hadrius

Hadrius offers significant advantages over traditional compliance methods and legacy software. The primary benefit is a massive reduction in time and cost, with clients reporting an average of 19+ hours saved per week and over $36,000 in annual savings. Its AI-driven accuracy dramatically reduces false positives in communication surveillance, enhancing efficiency. By consolidating all compliance functions into one platform, it eliminates the need for multiple vendors, simplifying workflows and reducing subscription costs. The platform is designed to be flexible and scalable, growing alongside its clients' needs. Finally, the combination of a SOC 2 compliant infrastructure and 24/7 expert support provides unparalleled peace of mind.

Pricing and Plans

Hadrius operates on a customized pricing model tailored to the specific needs, size, and complexity of each firm. There are no standard public pricing tiers. Interested parties are encouraged to book a demo through the official website to discuss their requirements and receive a personalized quote. This approach ensures that firms only pay for the features and capacity they need.